1
|
NAME OF REPORTING PERSON
|
|
|
Norman H. Pessin
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ (b) o
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
|
|
||
BENEFICIALLY
|
1,900,599
|
|
|
||
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
1,900,599
|
||
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
1,900,599
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
1) 3.4%
|
|
14
|
TYPE OF REPORTING PERSON*
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
Sandra F. Pessin
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) þ (b) o
|
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS
|
PF
|
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
United States
|
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
|
BENEFICIALLY
|
498,539
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
498,539
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
498,539
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o
|
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
0.9%
|
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
Brian Pessin
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) þ (b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
United States
|
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
|
BENEFICIALLY
|
371,200
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
REPORTING
|
||
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
371,200
|
10
|
SHARED DISPOSITIVE POWER
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
371,200
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
0.6%
|
|
14
|
TYPE OF REPORTING PERSON*
|
IN
|
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address:
|
1)
|
Norman H. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
2)
|
Sandra F. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
3)
|
Brian Pessin
|
|
|
310 East 75th Street, Apt. 2A
|
|
|
New York, NY 10021
|
|
|
|
Principal Occupation:
|
1)
|
Investor
|
|
2)
|
Housewife
|
|
3)
|
Investor
|
|
|
|
Criminal Convictions:
|
1)
|
None
|
|
2)
|
None
|
|
3)
|
None
|
|
|
|
Civil Proceedings:
|
1)
|
None
|
|
2)
|
None
|
|
3)
|
None
|
|
|
|
Citizenship:
|
1)
|
United States
|
|
2)
|
United States
|
|
3)
|
United States
|
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Item 7. | Material to Be Filed as Exhibits |
|
/s/ Norman H. Pessin
|
|
|
Norman H. Pessin
|
|
|
|
|
|
/s/ Sandra F. Pessin
|
|
|
Sandra F. Pessin
|
|
|
|
|
|
/s/ Brian Pessin
|
|
|
Brian Pessin
|
|
|
|
|
September 4, 2014
|
|
|
Shares of Common
Stock Purchased
|
Price Per
Share ($)
|
Date of
Purchase
|
|
|
|
|
Norman H. Pessin
|
|
|
|
|
4,800
|
0.65
|
8/14/14
|
25,000
|
0.68
|
8/21/14
|
25,000
|
0.68
|
8/22/14
|
10,000
|
0.68
|
8/25/14
|
17,900
|
0.68
|
8/26/14
|
12,000
|
0.67
|
8/28/14
|
10,020
|
0.64
|
9/2/14
|
|
|
|
|
Brian Pessin
|
|
|
|
|
2,000
|
0.73
|
7/9/14
|
5,000
|
0.73
|
7/11/14
|